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Fintech Trends
Fintech is a very important part of the technology landscape. Because of the high regulation, the barriers to entry are quite steep. Innovation in fintech is changing very fast. As most know, I organize LA Fintech which brings me into the battle zone of fintech innovation of SoCal. Some of the main reasons are technology…
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JP Morgan Gets Hands Slapped For Non-Disclosure
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US Market Awakening: Break the Market Then Fix It
We continue to see signs of a broken US market structure. Before something is fixed, it needs to break down completely. We are currently seeing this in the US equity capital markets. I have mentioned previously the only way to fix the national exchanges are with a central limit order book (CLOB) with lit only…
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Executive Liquidity Risk Continues
FourSquare is a recent phenomena that is going on in the startup world of fast growing companies.
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Retirement Accounts & Inflation Risk
Lately, we’ve seen or heard people saying, “Because of inflation we had to raise our prices.” This rise in prices will affect bond yields. Interest rate risk is when the price of bonds drop because of a rise in interest rates. Bond price and interest rates are inversely related to each other. How much the…
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TIAA CREF Investment Planner
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Stealth Startup to Stealth Retirement
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Treveri Capital Comment on Digital Crypto Assets
Regulators are looking at crypto assets very closely for 2021. Treveri Capital LLC submitted comments to FinCEN- Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets and response HERE. We also submitted comments to the SEC- Custody of Digital Asset Securities by Special Purpose Broker Dealers and response HERE. With Treveri Capital’s insight…
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COVID-19 & Teacher 403B Retirement Savings
I was doing my normal daily routine of looking at news and emails this morning when I came across a Reddit post about a teacher that resigned. The teacher had asthma and a partner with heart issues. The school was unwilling to work with the teachers need for telecommuting. So, the teacher resigned. Where’s the…
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Transparency and Ponzi
This is an example of why transparency is so important in the financial world. Real estate company misappropriated 1,000’s of investors money. https://www.sec.gov/news/press-release/2020-35 Copyright © 2020 ALL RIGHTS RESERVED. No part may be reproduced, altered, or copied in any form without written consent. Information contained herein is for informational purposes only and should not…