Category: Uncategorized

  • Treveri Capital Comment on Digital Crypto Assets

    Regulators are looking at crypto assets very closely for 2021. Treveri Capital LLC submitted comments to FinCEN- Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets and response HERE. We also submitted comments to the SEC- Custody of Digital Asset Securities by Special Purpose Broker Dealers and response HERE. With Treveri Capital’s insight…

  • COVID-19 & Teacher 403B Retirement Savings

    I was doing my normal daily routine of looking at news and emails this morning when I came across a Reddit post about a teacher that resigned.  The teacher had asthma and a partner with heart issues.  The school was unwilling to work with the teachers need for telecommuting.  So, the teacher resigned.  Where’s the…

  • Transparency and Ponzi

    This is an example of why transparency is so important in the financial world. Real estate company misappropriated 1,000’s of investors money. https://www.sec.gov/news/press-release/2020-35   Copyright © 2020 ALL RIGHTS RESERVED. No part may be reproduced, altered, or copied in any form without written consent. Information contained herein is for informational purposes only and should not…

  • Start

    The RIA model is growing fast right now primarily from technology and the premium service given to the clients.  Instead of being in a wire-house with out dated technology and pricing models or online broker dealers with less service, RIA’s are dominating the marketplace for wealth management!  I will be starting my journey to building…