Category: SEC Fraud

  • Pharmaceutical Hedge Fund Manager Gets SEC Security Violations & Fraud

    Wannabe pharmaceutical hedge fund manager Martin Shkreli gets charged with several violations from the SEC.  Martin gets charged with violations of the 1933, 1934, 1940, and Exchange Act.  Hedge fund manager made several mistakes and tried to hide them. Some of the violations include: Misappropriation of moneys for food, clothing, medical, office rent, and cash…